Statistics List

Statistics of Investigation as at 31 March 2023

Complaints under investigation brought forward from previous financial period 68
Complaints received from the Registrar during the financial period 64
Complaints dismissed by the IC during the financial period 16
Complaints referred by the IC to the DC during the financial period 25
Complaints under investigation carried forward 91

The pending investigation above are in respect of various types of alleged misconduct falling under the following categories:

Types of alleged misconduct No
1 Accounting and auditing failure 11
2 Liquidator’s Failure 0
3 Company secretary/tax agent’s failure 0
4 Practice Review failure 66
5 Defects in method of practice 14
Investigation Committee