Statistics List

Statistics of Investigation as at 30 September 2023

Complaints under investigation brought forward from previous financial year 77
Complaints received from the Registrar during the financial period 19
Complaints dismissed by the IC during the financial period 1
Complaints referred by the IC to the DC during the financial period 9
Complaints pending investigation and deliberation during the financial period 86

The pending investigation above are in respect of various types of alleged misconduct falling under the following categories:

Types of alleged misconduct No
1 Accounting and auditing failure 11
2 Liquidator’s Failure 0
3 Company secretary/tax agent’s failure 2
4 Practice Review failure 58
5 Defects in method of practice 15
Investigation Committee